CHAPTER 101
HOUSE BILL No. 2607
An Act concerning the state long-term care
ombudsman; attaching the office of the state
long-term care ombudsman to the department of
administration for certain purposes;
prescribing certain powers, duties and
functions; amending K.S.A. 75-5914, 75-5916,
75-5917, 75-5917a, 75-5918, 75-5918a, 75-5919,
75-5920, 75-5921, 75-5922, 75-5922a,
75-5922b and 75-5922c and repealing the
existing sections.
Be it enacted by the Legislature of the State of Kansas:
New Section 1. (a) The office of the state long-term care
ombuds-
man is hereby attached to the department of administration. The
office
of the state long-term care ombudsman shall be in Topeka, Kansas.
The
secretary of administration shall provide such technical assistance
and
advice as the secretary deems reasonable and necessary to assist
the state
long-term care ombudsman office to function as an independent
state
agency. The secretary of administration and the department of
adminis-
tration shall have no authority over the state long-term care
ombudsman,
any regional long-term care ombudsman, any other ombudsman,
includ-
ing any volunteer ombudsman, or any other officer, employee or
volun-
teer of the office of the state long-term care ombudsman with
respect to
the performance of any power, duty or function of the office or the
ex-
ercise of any other authority of the office or the state long-term
care
ombudsman.
(b) For the fiscal year ending June 30, 2000, and for each
fiscal year
thereafter, the secretary of administration shall include the
budget esti-
mate of the office of the state long-term care ombudsman, as
prepared
and approved by the state long-term care ombudsman, along with
the
budget estimate prepared and submitted to the division of the
budget for
the department of administration under K.S.A. 75-3717 and
amendments
thereto. The budget estimate of the office of the state long-term
care
ombudsman for each such fiscal year shall be prepared at the
direction
and under the supervision of the state long-term care ombudsman.
Ex-
penditures from appropriations to the department of administration
for
the office of the state long-term care ombudsman, made pursuant
to
budget estimates for the office, shall be made on vouchers approved
by
the state long-term care ombudsman or the state long-term care
om-
budsman's designee. All vouchers for expenditures and all payrolls
of the
office of the state long-term care ombudsman shall be approved by
the
state long-term care ombudsman or the state long-term care
ombuds-
man's designee.
New Sec. 2. (a) The secretary of aging and the state
long-term care
ombudsman shall enter into agreements for the provision of
financial
assistance to the office by the department on aging from available
state
and federal funds of the department on aging. This financial
assistance
shall be to assist the office of the state long-term care ombudsman
to
provide ombudsman services in accordance with the long-term care
om-
budsman act, applicable federal programs and the provisions of this
sec-
tion.
(b) Subject to the provisions of appropriation acts, the
secretary of
aging and the department on aging shall continue to provide
financial
assistance for the office of the state long-term care ombudsman in
an
aggregate amount of not less than the aggregate of the amounts
provided
during the fiscal year ending June 30, 1998, appropriately adjusted
for
increases attributable to inflation and other applicable
factors.
(c) For the fiscal year ending June 30, 2000, and for each
fiscal year
thereafter, the secretary of aging shall include in the budget
estimate
prepared and submitted to the division of the budget for the
department
on aging under K.S.A. 75-3717 and amendments thereto, in addition
to
other amounts included in such budget estimate for the department
on
aging, amounts to be provided to the office of the state long-term
care
ombudsman during such fiscal year pursuant to this section. The
amounts
included in each such budget estimate to be provided to the office
of the
state long-term care ombudsman shall include amounts to be
appropri-
ated from moneys provided to the department on aging under the
federal
older Americans act, 42 U.S.C. 3001 et seq., and amendments
thereto, or
other federal programs for the aging or from other moneys of the
de-
partment on aging. In no case shall the aggregate of the amounts
included
in any such budget estimate of the department on aging, that are to
be
provided to the office of the state long-term care ombudsman, be
less
than the aggregate of all moneys provided during the fiscal year
ending
June 30, 1998, by the department on aging for the office of the
state long-
term care ombudsman from appropriations to the department on
aging,
including moneys received under the federal older Americans act,
42
U.S.C. 3001 et seq., and amendments thereto, or under any
other federal
programs for the aging. The aggregate amounts included in each
such
budget estimate of the department on aging, that are to be provided
to
the office of the state long-term care ombudsman, shall be adjusted
ap-
propriately for increases attributable to inflation and other
applicable fac-
tors.
Sec. 3. K.S.A. 75-5914 is hereby amended to read as
follows: 75-
5914. The advisory council on aging shall have the
following powers and
duties:
(a) Provide advocacy for the aging in the affairs of the
department,
the governor's office and other public and private, state and local
agencies
affecting the aging.;
(b) review and comment upon reports of the department to the
gov-
ernor and the legislature.;
(c) prepare and submit to the governor, the legislature and
the sec-
retary an annual report evaluating the level and quality of all
programs,
services and facilities provided to the aging by state
agencies.;
(d) review and comment upon the comprehensive state plan
pre-
pared by the department.;
(e) review and comment upon disbursements by the department
of
public funds to public and private
agencies.;
(f) recommend candidates to the governor for appointment as
sec-
retary of aging for the department. on
aging;
(g) consult with the secretary regarding the operations of the
de-
partment.;
(h) serve as the advisory committee to the governor and the
depart-
ment on aging as required and defined in the rules and regulations,
part
903.50(c), issued under the federal older Americans act of 1965
(public
law 89-73) and amendments thereto.;
(i) review and comment to the state long-term care
ombudsman upon
the policies and procedures of the office of long-term care
ombudsman.;
and
(j) consult with the state long-term care ombudsman
regarding needs
for ombudsman services for aged Kansas residents.
Sec. 4. K.S.A. 75-5916 is hereby amended to read as
follows: 75-
5916. As used in the long-term care ombudsman act:
(a) ``Ombudsman'' means the state long-term care ombudsman,
any
regional long-term care ombudsman or any individual designated as
an
ombudsman under subsection (h) of K.S.A. 75-5918 and amendments
thereto who has received the training required under subsection (f)
of
K.S.A. 75-5918 and amendments thereto and who has been
designated
by the state long-term care ombudsman to carry out the powers,
duties
and functions of the office of the state long-term care
ombudsman.
(b) ``Secretary'' means the secretary of
aging ``Volunteer ombudsman''
means an individual who has satisfactorily completed the
training pre-
scribed by the state long-term care ombudsman under subsection
(f) of
K.S.A. 75-5918 and amendments thereto, who is a volunteer
assisting in
providing ombudsman services and who receives no payment for
such
service other than reimbursement for expenses incurred in
accordance
with guidelines adopted therefor by the state long-term care
ombudsman.
(c) ``Facility'' means an adult care home as such term is
defined in
K.S.A. 39-923 and amendments thereto, except that facility does
not in-
clude any nursing facility for mental health or any intermediate
care fa-
cility for the mentally retarded, as such terms are defined in
K.S.A. 39-
923 and amendments thereto.
(d) ``Resident'' means a resident as such term is defined in
K.S.A. 39-
923 and amendments thereto.
(e) ``State long-term care ombudsman'' means the individual
ap-
pointed by the secretary governor to
administer the office of the state
long-term care ombudsman.
(f) ``Regional long-term care ombudsman'' means an individual
ap-
pointed by the secretary state long-term care
ombudsman under K.S.A.
75-5917 and amendments thereto.
(g) ``Office'' means the office of the state long-term care
ombudsman.
(h) ``Conflict of interest'' means (1) having a
pecuniary or other in-
terest in a facility, but not including interests that result only
from having
a relative who is a resident or from being the guardian of a
resident, (2)
being actively employed or otherwise having active involvement
in rep-
resentation of or advocacy for any facility or group of
facilities, whether
or not such representation or advocacy is individual or through
an as-
sociation or other entity, but not including any such active
involvement
that results only from having a relative who is a resident or
from being
the guardian of a resident, or (3) being employed by or having
an active
association with any entity that represents any resident or
group of res-
idents, including any area agency on aging, but not including
any such
active association that results only from having a relative who
is a resident
or from being the guardian of a resident.
Sec. 5. K.S.A. 75-5917 is hereby amended to read as
follows: 75-
5917. (a) On the effective date of this act, the office of the
state long-term
care ombudsman in existence on the day preceding such effective
date is
hereby abolished and there is hereby established
under the supervision
of the secretary of aging within and as a part of the
department on aging
the office of the state long-term care ombudsman, the head of which
shall
be the state long-term care ombudsman. In performance of the
powers,
duties and functions prescribed by law, the office shall be an
independent
state agency. The state long-term care ombudsman shall be
appointed by
the secretary of aging and shall be in the classified
service of the Kansas
civil service act governor, subject to
confirmation by the senate as pro-
vided in K.S.A. 75-4315b and amendments thereto. The term of
office of
the first person appointed as the state long-term care ombudsman
on or
after the effective date of this act shall expire on January 15,
2000, and
such state long-term care ombudsman shall serve until a
successor is ap-
pointed and confirmed. Thereafter, each person appointed as the
state
long-term care ombudsman shall have a term of office of four
years and
shall serve until a successor is appointed and
confirmed.
(b) The secretary of aging
long-term care ombudsman shall appoint
each regional long-term care ombudsman and all officers and
employees
of the office of state long-term care ombudsman within the
department
on aging. Each regional long-term care ombudsman
and all such officers
and employees shall be within the classified service under the
Kansas civil
service act. Under the supervision of the secretary of
aging
(c) In accordance with the provisions of this act, the
state long-term
care ombudsman shall administer the office of the state long-term
care
ombudsman.
(d) No person shall be eligible to be appointed to, or to
hold, the office
of state long-term care ombudsman if such person is subject to a
conflict
of interest. No person shall be eligible for appointment as the
state long-
term care ombudsman unless such person has:
(1) A baccalaureate or higher degree from an accredited
college or
university;
(2) demonstrated abilities to analyze problems of law,
administration
and public policy; and
(3) experience in investigation and conflict resolution
procedures.
(e) (1) On the effective date of this act, all of the
powers, duties,
functions, records and property of the office of the state
long-term care
ombudsman abolished by this section, which are prescribed for
the office
of the state long-term care ombudsman by this act, are hereby
transferred
to and conferred and imposed upon the office of the state
long-term care
ombudsman that is established by this section, except as is
otherwise spe-
cifically provided by this act. On the effective date of this
act, all of the
powers, duties, functions, records and property of the secretary
of aging
or the department on aging, which relate to or are required for
the per-
formance of powers, duties or functions which are prescribed for
the office
of the state long-term care ombudsman or the state long-term
care om-
budsman by this act, including the power to expend funds now or
here-
after made available in accordance with appropriation acts, are
hereby
transferred to and conferred and imposed upon the office of the
state long-
term care ombudsman and the state long-term care ombudsman that
are
established by this section, except as is otherwise specifically
provided by
this act.
(2) The office of the state long-term care ombudsman
established by
this section shall be the successor in every way to the powers,
duties and
functions of the office of the state long-term care ombudsman,
the secre-
tary of aging, or the department on aging in which such powers,
duties
and functions were vested prior to the effective date of this
act, except as
otherwise specifically provided by this act. Every act performed
under
the authority of the office of the state long-term care
ombudsman estab-
lished by this act shall be deemed to have the same force and
effect as if
performed by the office of the state long-term care ombudsman,
the sec-
retary of aging or the department on aging in which such powers,
duties
and functions were vested prior to the effective date of this
act.
(3) Subject to the provisions of this act, whenever the
office of the
state long-term care ombudsman that is abolished by this act or
the sec-
retary on aging or the department on aging, or words of like
effect, is
referred to or designated by a statute, contract, or other
document, and
such reference or designation relates to a power, duty or
function which
is transferred to and conferred and imposed upon the office of
the state
long-term care ombudsman that is established by this act, such
reference
or designation shall be deemed to apply to the office of the
state long-term
care ombudsman established by this act.
(4) All policies, orders or directives of the office of the
state long-term
care ombudsman that is abolished by this act and all policies,
orders or
directives of the secretary of aging, which are in existence on
the effective
date of this act and which relate to powers, duties and
functions that were
vested in such office of the state long-term care ombudsman or
the sec-
retary of aging prior to such date, shall continue to be
effective and shall
be deemed to be the policies, orders or directives of the state
long-term
care ombudsman established by this act, until revised, amended
or re-
voked or nullified pursuant to law. The office of the state
long-term care
ombudsman established by this act shall be deemed to be a
continuation
of the office of the state long-term care ombudsman abolished by
this act.
(5) (A) The state long-term care ombudsman and the
secretary of
administration shall provide that all officers and employees of
the de-
partment on aging, who are engaged in the exercise and
performance of
the powers, duties and functions of the programs of the office
of the state
long-term care ombudsman that are transferred by this act, are
trans-
ferred to the office of the state long-term care ombudsman
established by
this section.
(B) Officers and employees of the department on aging
transferred
under this act shall retain all retirement benefits and leave
rights which
had accrued or vested prior to each date of transfer. The
service of each
officer or employee so transferred shall be deemed to be
continuous. All
transfers, layoffs and abolition of classified service positions
under the
Kansas civil service act which may result from program transfers
under
this act shall be made in accordance with the civil service laws
and any
rules and regulations adopted thereunder. Nothing in this act
shall affect
the classified status of any transferred person employed by the
department
on aging prior to the date of transfer.
(C) If the state long-term care ombudsman and the secretary
of aging
cannot agree as to how any transfer of an officer or employee is
to take
place under this section, the state long-term care ombudsman and
the
secretary of administration shall be responsible for
administering any lay-
off that is part of the transfer in accordance with this
act.
(D) Notwithstanding the effective date of this act, the
provisions of
this act prescribing the transfer of officers and employees
between the
office of the state long-term care ombudsman established by this
section
and the department on aging, the date of transfer of each such
officer or
employee shall commence at the start of a payroll
period.
Sec. 6. K.S.A. 75-5917a is hereby amended to read as
follows: 75-
5917a. (a) The secretary state long-term
care ombudsman shall ensure
that:
(a) (1) No individual involved in the
designation authorization of any
individual to represent the office as an ombudsman or a
volunteer om-
budsman is subject to a conflict of interest;
(b) (2) no officer, employee or other
representative of the office is
subject to a conflict of interest;
(c) (3) policies and procedures are in
place to identify and remedy all
conflicts of interest specified under paragraphs
(a) (1) and (b)
(2);
(d) (4) legal counsel is available to
the office for advice and consul-
tation and that legal representation is provided to any ombudsman
against
whom suit or other legal action is brought in connection with the
per-
formance of the ombudsman's official duties; and
(e) (5) the office has the ability to
pursue administrative, legal and
other appropriate remedies on behalf of residents of
facilities.
(b) The state long-term care ombudsman may enter into
contracts
with service providers to provide investigative, legal, public
education,
training or other services as may be required to assist the
state long-term
care ombudsman in providing ombudsman services to residents of
facili-
ties or as otherwise required to carry out the powers, duties
and functions
of the office. Contracts entered into under this subsection
shall not be
subject to the competitive bidding requirements of K.S.A.
75-3739 and
amendments thereto. No contract may be entered into by the state
long-
term care ombudsman to privatize the office or to otherwise
provide that
all or substantially all of the ombudsman services or functions
of the office
are to be performed by one or more service providers.
(c) For the purposes of carrying out the powers and duties
of the office
of the state long-term care ombudsman, the state long-term care
om-
budsman may request and accept a grant or donation from any
person,
firm, association or corporation or from any federal, state or
local gov-
ernmental agency and may enter into contracts or other
transactions with
any such person or entity in connection with the grant or
donation.
Sec. 7. K.S.A. 75-5918 is hereby amended to read as
follows: 75-
5918. The state long-term care ombudsman shall be an advocate of
resi-
dents in facilities throughout the state. The state
long-term care om-
budsman shall:
(a) Investigate and resolve complaints made by or on behalf of
the
residents relating to action, inaction or decisions of facilities
or the rep-
resentatives of facilities, or both, except that all complaints of
abuse, ne-
glect or exploitation of a resident shall be referred to the
secretary of
health and environment in accordance with provisions of K.S.A.
39-1401
et seq. and amendments thereto;
(b) develop continuing programs to inform residents, their
family
members or other persons responsible for residents regarding the
rights
and responsibilities of residents and such other persons;
(c) provide the legislature, and the
governor and the secretary with
an annual report containing data and,
findings and outcomes regarding
the types of problems experienced and complaints received by or on
be-
half of residents and containing policy, regulatory and legislative
recom-
mendations to solve such problems, resolve such complaints and
improve
the quality of care and life in facilities and shall present
such report and
other appropriate information and recommendations to the senate
com-
mittee on public health and welfare, the senate committee on
ways and
means, the house of representatives committee on health and
human serv-
ices and the house of representatives committee on
appropriations during
each regular session of the legislature;
(d) analyze and monitor the development and implementation of
fed-
eral, state and local government laws, rules and regulations,
resolutions,
ordinances and policies with respect to long-term care facilities
and serv-
ices provided in this state, and recommend any changes in such
laws,
regulations, resolutions, ordinances and policies deemed by the
office to
be appropriate;
(e) provide information and recommendations directly to
news media
representatives, public agencies, legislators and others, as
deemed nec-
essary by the office, regarding the problems and concerns of
older indi-
viduals residing residents in facilities,
including recommendations related
thereto, except that the state long-term care ombudsman shall
give the
information or recommendations to any directly affected parties
or their
representatives before providing such information or
recommendations to
news media representatives;
(f) prescribe and provide for the training of
the state long-term care
ombudsman, each regional long-term care ombudsman
and any individual
designated as an ombudsman under subsection (h) of K.S.A.
75-5918 and
amendments thereto this section, and any
individual who is an ombuds-
man volunteer in (1) federal, state and local laws, rules
and regulations,
resolutions, ordinances and policies with respect to facilities
located in
Kansas, (2) investigative techniques, and (3) such other matters as
the
secretary state long-term care ombudsman
deems appropriate;
(g) coordinate ombudsman services provided by the office with
the
protection and advocacy systems for individuals with developmental
dis-
abilities and mental illness established under part A of the
federal devel-
opmental disabilities assistance and bill of rights act, 42
U.S.C.A. 6001 et
seq., and under the federal protection and advocacy for
mentally ill in-
dividuals act of 1986, public law 99-316;
(h) consider authorize an
individual, who is an employee of an
area
agency on aging which provides ombudsman services
the office and who
has been designated as satisfactorily completed
the training prescribed
by the state long-term care ombudsman under subsection (f), to
be an
ombudsman by the state long-term care ombudsman
or a volunteer om-
budsman and to be a representative of the office and such
an authorized
individual shall be deemed to be a representative of the office for
the
purposes of this and subject to the provisions
of the long-term care om-
budsman act;
(i) establish and maintain a system to recruit and train
individuals to
become volunteer ombudsmen;
(j) develop and implement procedures for authorizing and
for with-
drawing the authorization of individuals to be ombudsmen or
volunteer
ombudsmen to represent the office in providing ombudsmen
services;
(k) provide services to residents of facilities throughout
the state di-
rectly or through service providers to meet needs for ombudsmen
services;
(l) collaborate with the department of health and
environment and
the department of social and rehabilitation services to establish a
state-
wide system to collect and analyze information on complaints and
con-
ditions in facilities; and
(j) (m) perform such other duties and
functions as may be provided
by law or as may be directed by the secretary of
aging.
Sec. 8. K.S.A. 75-5918a is hereby amended to read as
follows: 75-
5918a. No individual shall investigate any complaint filed with the
office
of the state long-term care ombudsman unless the individual has
received
the training required under subsection (f) of K.S.A. 75-5918 and
amend-
ments thereto and has been designated by the state long-term care
om-
budsman as an ombudsman or a voluntary ombudsman qualified
to in-
vestigate such complaints.
Sec. 9. K.S.A. 75-5919 is hereby amended to read as
follows: 75-
5919. (a) An ombudsman or a volunteer ombudsman is hereby
authorized
to enter any facility and any area within such facility at any time
with or
without prior notice and shall have access to the residents of a
facility at
all times.
(b) An ombudsman or a volunteer ombudsman shall notify
immedi-
ately the person in charge of a facility upon arrival and shall
present
appropriate identification.
(c) Residents shall have the right to request, deny or
terminate visits
with an ombudsman or a volunteer ombudsman.
Sec. 10. K.S.A. 75-5920 is hereby amended to read as
follows: 75-
5920. (a) With the written consent of the
resident of the facility, guardian
of the resident or next of kin of a deceased resident, an ombudsman
shall
have access to all records and documents kept for or concerning
the
resident.
(b) An ombudsman shall have access to all records and
documents
kept for or concerning a resident (1) in any case in which the
resident is
unable to consent and has no guardian, and (2) in a case in
which (A)
access to the records and documents is necessary to investigate
a com-
plaint, (B) the resident is unable to consent and the guardian
of the res-
ident refuses to give permission for such access, (C) the
investigating om-
budsman has reasonable cause to believe that the guardian is not
acting
in the best interests of the resident, and (D) the state
long-term care
ombudsman has approved such access by the investigating
ombudsman.
(c) In addition, in assisting a resident of a facility,
an ombudsman
shall have access to all records and documents of the facility
which are
relevant to such assistance to the extent necessary to carry out
the pro-
visions of the long-term care ombudsman act.
(d) A volunteer ombudsman shall have access to the plan of
care and
other records or documents kept for or concerning the resident
to the
same extent and under the same circumstances as an ombudsman
under
this section, except that a volunteer ombudsman shall not have
access to
any such other records and documents that are privileged medical
re-
cords.
Sec. 11. K.S.A. 75-5921 is hereby amended to read as
follows: 75-
5921. All information, records and reports received by or developed
by
an ombudsman or a volunteer ombudsman which relate to a
resident of
a facility, including written material identifying a resident or
other com-
plainant, are confidential and not subject to the provisions of
K.S.A. 45-
201 to 45-203, inclusive, and amendments thereto, and shall not be
dis-
closed or released by an ombudsman or a volunteer ombudsman,
either
by name of the resident or other complainant or of facts which
allow the
identity of the resident or other complainant to be inferred,
except upon
the order of a court or unless the resident or the resident's legal
repre-
sentative or other complainant consents in writing to such
disclosure or
release by an ombudsman or a volunteer ombudsman, except the
state
long-term care ombudsman shall forward to the secretary of health
and
environment and the secretary of social and rehabilitation services
copies
of reports received by the state long-term care ombudsman relating
to
the health and safety of residents and except as provided in
subsection
(a) of K.S.A. 75-5918 and amendments thereto. A summary report
and
findings shall be forwarded to the facility, exclusive of
information or
material that identifies residents or any other individuals.
Sec. 12. K.S.A. 75-5922 is hereby amended to read as
follows: 75-
5922. An ombudsman shall have access to all records and documents
kept
by the department of health and environment
and, the department of
social and rehabilitation services and the department on
aging which re-
late to facilities and concern the following matters: (a) Licensure
of fa-
cilities; (b) certification of facilities; (c) public funding
reimbursement for
care of residents of facilities; (d) utilization and medical review
records;
and (e) complaints regarding care of residents of facilities.
The provisions
of this sections shall not apply to a volunteer
ombudsman.
Sec. 13. K.S.A. 75-5922a is hereby amended to read as
follows: 75-
5922a. No ombudsman or volunteer ombudsman shall be liable
for the
good faith performance of official duties.
Sec. 14. K.S.A. 75-5922b is hereby amended to read as
follows: 75-
5922b. (a) No person shall willfully interfere with any lawful
action or
activity of an ombudsman or a volunteer ombudsman, including
the re-
quest for immediate entry into a facility.
(b) No person shall take any discriminatory, disciplinary or
retaliatory
action against any officer or employee of a facility or against any
resident
or any guardian or family member thereof for any communication by
any
such individual with an ombudsman or a volunteer ombudsman
or for
any information given or disclosed by such individual in good faith
to aid
the office in carrying out its duties and responsibilities.
(c) Any person that violates the provisions of subsection (a)
or the
provisions of subsection (b) shall be guilty of a class C
misdemeanor.
Sec. 15. K.S.A. 75-5922c is hereby amended to read as
follows: 75-
5922c. The provisions of sections 1 and 2 and K.S.A. 75-5916
through
75-5922c and amendments thereto shall be known and may be cited
as
the long-term care ombudsman act.
Sec. 16. K.S.A. 75-5914, 75-5916, 75-5917, 75-5917a,
75-5918, 75-
5918a, 75-5919, 75-05920, 75-5921, 75-5922, 75-5922a, 75-5922b and
75-
5922c are hereby repealed.
Sec. 17. This act shall take effect and be in force from
and after June
14, 1998, and its publication in the Kansas register.
Approved April 10, 1998
Published in the Kansas Registers April 23, 1998
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