Session of 1998
HOUSE BILL No. 2968
By Committee on Appropriations
2-17
9
AN ACT concerning the open records act;
relating to the release of cer-
10 tain information;
amending K.S.A. 45-220 and K.S.A. 1997 Supp. 45-
11 221 and repealing the
existing sections.
12
13 Be it enacted by the Legislature of the
State of Kansas:
14 Section 1. K.S.A.
45-220 is hereby amended to read as follows: 45-
15 220. (a) Each public agency shall adopt
procedures to be followed in
16 requesting access to and obtaining copies
of public records, which pro-
17 cedures shall provide full access to public
records, protect public records
18 from damage and disorganization, prevent
excessive disruption of the
19 agency's essential functions, provide
assistance and information upon re-
20 quest and insure efficient and timely
action in response to applications
21 for inspection of public records.
22 (b) A public agency may
require a written request for inspection of
23 public records but otherwise shall
not otherwise require a request to be
24 made in any particular form. Except as
otherwise provided by subsection
25 (c), a public agency shall not require that
a request contain more infor-
26 mation than the requester's name and
address and, the information nec-
27 essary to ascertain the records to which
the requester desires access and
28 the requester's right of access to the
records. A public agency may require
29 proof of identity of any person requesting
access to a public record. No
30 request shall be returned, delayed or
denied because of any technicality
31 unless it is impossible to determine the
particular records to which the
32 requester desires access.
33 (c) If access to public
records of an agency or the purpose for which
34 the records may be used is limited pursuant
to K.S.A. 21-3914 or 45-221,
35 and amendments thereto, the agency may
require a person requesting
36 the records or information therein to
provide the following written cer-
37 tification that:
38 (1) The requester has a
right of access to the records and the basis
39 of that right; or
40 (2) the requester does
not intend to, and will not: (A) use, sell,
give
41 or otherwise make available to any
person any list of names or addresses
42 contained in or derived from the records or
information for either of the
43 following purposes:
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1 (A) For the
purpose of selling or offering for sale any property or
2 service to any person listed or to
any person who resides at any address
3 listed; or (B) sell, give or
otherwise make available to any person any list
4 of names or addresses
contained in or derived from the records or infor-
5 mation for the purpose of
allowing that person to sell or offer for sale any
6 property or service to any
person listed or to any person who resides at
7 any address
listed.
8 (B) if the
information is required to be open under subsection (a)(4)
9 of K.S.A. 45-221, and amendments
thereto, for the purpose of recruiting
10 or soliciting any public employee for
employment.
11 (d) A public agency
shall establish, for business days when it does not
12 maintain regular office hours, reasonable
hours when persons may inspect
13 and obtain copies of the agency's records.
The public agency may require
14 that any person desiring to inspect or
obtain copies of the agency's records
15 during such hours so notify the agency, but
such notice shall not be re-
16 quired to be in writing and shall not be
required to be given more than
17 24 hours prior to the hours established for
inspection and obtaining cop-
18 ies.
19 (e) Each official
custodian of public records shall designate such
any
20 persons as necessary to
carry out the duties of custodian under this act
21 and shall ensure that a custodian is
available during regular business hours
22 of the public agency to carry out such
duties.
23 (f) Each public agency
shall provide, upon request of any person, the
24 following information:
25 (1) The principal office
of the agency, its regular office hours and any
26 additional hours established by the agency
pursuant to subsection (c).
27 (2) The title and
address of the official custodian of the agency's rec-
28 ords and of any other custodian who is
ordinarily available to act on re-
29 quests made at the location where the
information is displayed.
30 (3) The fees, if any,
charged for access to or copies of the agency's
31 records.
32 (4) The procedures to be
followed in requesting access to and ob-
33 taining copies of the agency's records,
including procedures for giving
34 notice of a desire to inspect or obtain
copies of records during hours
35 established by the agency pursuant to
subsection (c) (d).
36 Sec. 2. K.S.A. 1997
Supp. 45-221 is hereby amended to read as fol-
37 lows: 45-221. (a) Except to the extent
that disclosure is otherwise required
38 by law, a public agency shall not be
required to disclose any of the fol-
39 lowing records:
40 (1) Records the
disclosure of which specifically is
specifically prohib-
41 ited or restricted by federal law, state
statute or rule of the Kansas su-
42 preme court or the disclosure of which is
prohibited or restricted pursuant
43 to specific authorization of federal law,
state statute or rule of the Kansas
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1 supreme court to restrict or prohibit
disclosure.
2 (2) Records which
are privileged under the rules of evidence, unless
3 the holder of the privilege consents
to the disclosure.
4 (3) Medical,
psychiatric, psychological or alcoholism or drug depend-
5 ency treatment records which pertain
to identifiable patients.
6 (4) Personnel
records, performance ratings or individually identifia-
7 ble records pertaining to employees
or applicants for employment, except
8 that. This
exemption shall not apply to the names, positions, salaries and
9 lengths of service of officers and
employees of public agencies once they
10 are employed as such. Information
released under this paragraph shall
11 not be used to recruit or solicit public
employees for employment.
12 (5) Information which
would reveal the identity of any undercover
13 agent or any informant reporting a specific
violation of law.
14 (6) Letters of reference
or recommendation pertaining to the char-
15 acter or qualifications of an identifiable
individual.
16 (7) Library, archive and
museum materials contributed by private
17 persons, to the extent of any limitations
imposed as conditions of the
18 contribution.
19 (8) Information which
would reveal the identity of an individual who
20 lawfully makes a donation to a public
agency, if anonymity of the donor
21 is a condition of the donation.
22 (9) Testing and
examination materials, before the test or examination
23 is given or if it is to be given again, or
records of individual test or ex-
24 amination scores, other than records
which show only passage only show-
25 ing passage or failure and not
specific scores.
26 (10) Criminal
investigation records, except that the district court, in
27 an action brought pursuant to K.S.A.
45-222, and amendments thereto,
28 may order disclosure of such records,
subject to such conditions as the
29 court may impose, if the court finds that
disclosure:
30 (A) Is in the public
interest;
31 (B) would not interfere
with any prospective law enforcement action;
32 (C) would not reveal the
identity of any confidential source or un-
33 dercover agent;
34 (D) would not reveal
confidential investigative techniques or proce-
35 dures not known to the general public;
36 (E) would not endanger
the life or physical safety of any person; and
37 (F) would not reveal the
name, address, phone number or any other
38 information which specifically and
individually identifies the victim of any
39 sexual offense in article 35 of chapter 21
of the Kansas Statutes Anno-
40 tated, and amendments thereto.
41 (11) Records of agencies
involved in administrative adjudication or
42 civil litigation, compiled in the process
of detecting or investigating vio-
43 lations of civil law or administrative
rules and regulations, if disclosure
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1 would interfere with a prospective
administrative adjudication or civil
2 litigation or would reveal the
identity of a confidential source or under-
3 cover agent.
4 (12) Records of
emergency or security information or procedures of
5 a public agency, or plans, drawings,
specifications or related information
6 for any building or facility which is
used for purposes requiring security
7 measures in or around the building or
facility or which is used for the
8 generation or transmission of power,
water, fuels or communications, if
9 disclosure would jeopardize security
of the public agency, building or
10 facility.
11 (13) The contents of
appraisals or engineering or feasibility estimates
12 or evaluations made by or for a public
agency relative to the acquisition
13 of property, prior to the award of formal
contracts therefor.
14 (14) Correspondence
between a public agency and a private individ-
15 ual, other than correspondence which is
intended to give notice of an
16 action, policy or determination relating to
any regulatory, supervisory or
17 enforcement responsibility of the public
agency or which is widely dis-
18 tributed to the public by a public agency
and is not specifically in response
19 to communications from such a private
individual.
20 (15) Records pertaining
to employer-employee negotiations, if dis-
21 closure would reveal information discussed
in a lawful executive session
22 under K.S.A. 75-4319, and amendments
thereto.
23 (16) Software programs
for electronic data processing and documen-
24 tation thereof, but each public agency
shall maintain a register, open to
25 the public, that describes:
26 (A) The information
which the agency maintains on computer facil-
27 ities; and
28 (B) the form in which
the information can be made available using
29 existing computer programs.
30 (17) Applications,
financial statements and other information sub-
31 mitted in connection with applications for
student financial assistance
32 where for which
financial need is a consideration for the award of
finan-
33 cial assistance.
34 (18) Plans, designs,
drawings or specifications which are prepared by
35 a person other than an employee of a public
agency or records which are
36 the property of a private person.
37 (19) Well samples, logs
or surveys which the state corporation com-
38 mission requires to be filed by persons who
have drilled or caused to be
39 drilled, or are drilling or causing to be
drilled, holes for the purpose of
40 discovery or production of oil or gas, to
the extent that disclosure is limited
41 by rules and regulations of the state
corporation commission.
42 (20) Notes, preliminary
drafts, research data in the process of anal-
43 ysis, unfunded grant proposals, memoranda,
recommendations or other
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1 records in which opinions are
expressed or policies or actions are pro-
2 posed, except that this exemption
shall not apply when such records are
3 publicly cited or identified in an
open meeting or in an agenda of an open
4 meeting.
5 (21) Records of a
public agency having legislative powers, which rec-
6 ords pertain to proposed legislation
or amendments to proposed legisla-
7 tion, except that this exemption
shall not apply when such records are:
8 (A) Publicly cited
or identified in an open meeting or in an agenda
9 of an open meeting; or
10 (B) distributed to a
majority of a quorum of any body which has au-
11 thority to take action or make
recommendations to the public agency with
12 regard to the matters to which such records
pertain.
13 (22) Records of a public
agency having legislative powers, which rec-
14 ords pertain to research prepared for one
or more members of such
15 agency, except that this exemption shall
not apply when such records are:
16 (A) Publicly cited or
identified in an open meeting or in an agenda
17 of an open meeting; or
18 (B) distributed to a
majority of a quorum of any body which has au-
19 thority to take action or make
recommendations to the public agency with
20 regard to the matters to which such records
pertain.
21 (23) Library patron and
circulation records which pertain to identi-
22 fiable individuals.
23 (24) Records which are
compiled for census or research purposes and
24 which pertain to identifiable
individuals.
25 (25) Records which
represent and constitute the work product of an
26 attorney.
27 (26) Records of a
utility or other public service pertaining to individ-
28 ually identifiable residential customers of
the utility or service, except that
29 information concerning billings for
specific individual customers named
30 by the requester shall be subject to
disclosure as provided by this act.
31 (27) Specifications for
competitive bidding, until the specifications
32 are officially approved by
the public agency.
33 (28) Sealed bids and
related documents, until a bid is accepted or all
34 bids rejected.
35 (29) Correctional
records pertaining to an identifiable inmate or re-
36 lease, except that:
37 (A) The name; photograph
and other identifying information; sen-
38 tence data; parole eligibility date;
custody or supervision level; disciplinary
39 record; supervision violations; conditions
of supervision, excluding
40 requirements pertaining to mental health or
substance abuse counseling;
41 location of facility where incarcerated or
location of parole office main-
42 taining supervision and address of a
releasee whose crime was committed
43 after the effective date of this act shall
be subject to disclosure to any
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1 person other than another inmate or
releasee, except that the disclosure
2 of the location of an inmate
transferred to another state pursuant to the
3 interstate corrections compact shall
be at the discretion of the secretary
4 of corrections;
5 (B) the ombudsman
of corrections, the attorney general, law enforce-
6 ment agencies, counsel for the inmate
to whom the record pertains and
7 any county or district attorney shall
have access to correctional records to
8 the extent otherwise permitted by
law;
9 (C) the
information provided to the law enforcement agency pursu-
10 ant to the sex offender registration act,
K.S.A. 22-4901, et seq., and
11 amendments thereto, shall be subject to
disclosure to any person, except
12 that the name, address, telephone number or
any other information which
13 specifically and individually identifies
the victim of any offender required
14 to register as provided by the Kansas
offender registration act, K.S.A. 22-
15 4901 et seq. and amendments thereto,
shall not be disclosed; and
16 (D) records of the
department of corrections regarding the financial
17 assets of an offender in the custody of the
secretary of corrections shall
18 be subject to disclosure to the victim, or
such victim's family, of the crime
19 for which the inmate is in custody as set
forth in an order of restitution
20 by the sentencing court.
21 (30) Public records
containing information of a personal nature
22 where the public disclosure thereof would
constitute a clearly unwar-
23 ranted invasion of personal privacy.
24 (31) Public records
pertaining to prospective location of a business
25 or industry where no previous public
disclosure has been made of the
26 business' or industry's interest in
locating in, relocating within or expand-
27 ing within the state. This exception shall
not include those records per-
28 taining to application of agencies for
permits or licenses necessary to do
29 business or to expand business operations
within this state, except as
30 otherwise provided by law.
31 (32) The bidder's list
of contractors who have requested bid proposals
32 for construction projects from any public
agency, until a bid is accepted
33 or all bids rejected.
34 (33) Engineering and
architectural estimates made by or for any pub-
35 lic agency relative to public
improvements.
36 (34) Financial
information submitted by contractors in qualification
37 statements to any public agency.
38 (35) Records involved in
the obtaining and processing of intellectual
39 property rights that are expected to
be, wholly or partially vested, wholly
40 or partially, in or owned by a state
educational institution, as defined in
41 K.S.A. 76-711, and amendments thereto, or
an assignee of the institution
42 organized and existing for the benefit of
the institution.
43 (36) Any report or
record which is made pursuant to K.S.A. 65-4922,
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1 65-4923 or 65-4924, and amendments
thereto, and which is privileged
2 pursuant to K.S.A. 65-4915 or
65-4925, and amendments thereto.
3 (37) Information
which would reveal the precise location of an ar-
4 cheological site.
5 (38) Any financial
data or traffic information from a railroad company,
6 to a public agency, concerning the
sale, lease or rehabilitation of the
7 railroad's property in Kansas.
8 (39) Risk-based
capital reports, risk-based capital plans and corrective
9 orders including the working papers
and the results of any analysis filed
10 with the commissioner of insurance in
accordance with K.S.A. 1997 Supp.
11 40-2c20, and amendments thereto.
12 (40) Memoranda and
related materials required to be used to support
13 the annual actuarial opinions submitted
pursuant to subsection (b) of
14 K.S.A. 40-409, and amendments thereto.
15 (41) Disclosure reports
filed with the commissioner of insurance un-
16 der subsection (a) of K.S.A. 1997 Supp.
40-2,156, and amendments
17 thereto.
18 (42) All financial
analysis ratios and examination synopses concerning
19 insurance companies that are submitted to
the commissioner by the na-
20 tional association of insurance
commissioners' insurance regulatory infor-
21 mation system.
22 (43) Any records the
disclosure of which is restricted or prohibited
23 by a tribal-state gaming compact.
24 (44) Market research,
market plans, business plans and the terms and
25 conditions of managed care or other third
party contracts, developed or
26 entered into by the university of Kansas
medical center in the operation
27 and management of the university hospital
which the chancellor of the
28 university of Kansas or the chancellor's
designee determines would give
29 an unfair advantage to competitors of the
university of Kansas medical
30 center.
31 (b) Except to the extent
disclosure otherwise is otherwise
required
32 by law or as appropriate during the course
of an administrative proceeding
33 or on appeal from agency action, a public
agency or officer shall not
34 disclose financial information of a
taxpayer which may be required or
35 requested by a county appraiser or the
director of property valuation to
36 assist in the determination of the value of
the taxpayer's property for ad
37 valorem taxation purposes; or any financial
information of a personal na-
38 ture required or requested by a public
agency or officer, including a name,
39 job description or title revealing the
salary or other compensation of of-
40 ficers, employees or applicants for
employment with a firm, corporation
41 or agency, except a public agency. Nothing
contained herein shall be
42 construed to prohibit the publication of
statistics, so classified as to pre-
43 vent identification of particular reports
or returns and the items thereof.
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1 (c) As used in
this section, the term ``cited or identified'' shall not
2 include a request to an employee of a
public agency that a document be
3 prepared.
4 (d) If a public
record contains material which is not subject to dis-
5 closure pursuant to this act, the
public agency shall separate or delete
6 such material and make available to
the requester that material in the
7 public record which is subject to
disclosure pursuant to this act. If a public
8 record is not subject to disclosure
because it pertains to an identifiable
9 individual, the public agency shall
delete the identifying portions of the
10 record and make available to the requester
any remaining portions which
11 are subject to disclosure pursuant to this
act, unless the request is for a
12 record pertaining to a specific individual
or to such a limited group of
13 individuals that the individuals'
identities are reasonably ascertainable, the
14 public agency shall not be required to
disclose those portions of the record
15 which pertain to such individual or
individuals.
16 (e) The provisions of
this section shall not be construed to exempt
17 from public disclosure statistical
information not descriptive of any iden-
18 tifiable person.
19 (f) Notwithstanding the
provisions of subsection (a), any public rec-
20 ord which has been in existence more than
70 years shall be open for
21 inspection by any person unless disclosure
of the record specifically is
22 specifically prohibited or
restricted by federal law, state statute or rule of
23 the Kansas supreme court or by a policy
adopted pursuant to K.S.A. 72-
24 6214, and amendments thereto.
25 Sec. 3. K.S.A.
45-220 and K.S.A. 1997 Supp. 45-221 are hereby re-
26 pealed.
27 Sec. 4. This act
shall take effect and be in force from and after its
28 publication in the statute book.
29
30