Session of 1998
HOUSE BILL No. 2898
By Representative O'Neal
2-12
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AN ACT concerning workers compensation;
relating to loss costs filings;
10 amending K.S.A. 1997
Supp. 40-955 and repealing the existing section.
11
12 Be it enacted by the Legislature of the
State of Kansas:
13 Section 1. K.S.A.
1997 Supp. 40-955 is hereby amended to read as
14 follows: 40-955. (a) Every insurer shall
file with the commissioner, except
15 as to inland marine risks where general
custom of the industry is not to
16 use manual rates or rating plans, every
manual of classifications, rules and
17 rates, every rating plan, policy form and
every modification of any of the
18 foregoing which it proposes to use. Every
such filing shall indicate the
19 proposed effective date and the character
and extent of the coverage
20 contemplated and shall be accompanied by
the information upon which
21 the insurer supports the filings. A filing
and any supporting information
22 shall be open to public inspection after it
is filed with the commissioner.
23 An insurer may satisfy its obligations to
make such filings by authorizing
24 the commissioner to accept on its behalf
the filings made by a licensed
25 rating organization or another insurer.
Nothing contained in this act shall
26 be construed to require any insurer to
become a member or subscriber
27 of any rating organization.
28 (b) Any rate filing for
personal lines, small business owners insurance,
29 the basic coverage required by K.S.A.
40-3401 et seq. and amendments
30 thereto and loss costs filings for workers
compensation shall require ap-
31 proval by the commissioner before its use
by the insurer in this state. The
32 commissioner shall not approve any loss
costs filing filed by the licensed
33 rating organization which includes in
its miscellaneous value section for
34 sole proprietors, partners and limited
liability companies a payroll
35 amount in excess of the individuals
actual earnings or an amount less than
36 $10,000. Policy forms shall require
approval by the commissioner before
37 use by insurers in this state, consistent
with the requirements of K.S.A.
38 40-216 and amendments thereto. As soon as
reasonably possible after
39 such filing has been made, the commissioner
shall in writing approve or
40 disapprove the same, except that any filing
shall be deemed approved
41 unless disapproved within 30 days of
receipt of the filing. The term ``per-
42 sonal lines and small business owners
insurance'' shall mean insurance
43 for noncommercial automobile, homeowners,
dwelling fire, renters, farm-
HB 2898
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1 owner's and business owner's package
insurance policies, as defined by
2 the commissioner by rules and
regulations.
3 (c) Any other rate
filing shall be on file for a waiting period of 30 days
4 before it becomes effective, except
for inland marine rates which shall be
5 effective on filing, subject to the
commissioner disapproving the same if
6 the rates are determined to be
inadequate, excessive, unfairly discrimi-
7 natory or otherwise fails to meet the
requirements of this act. Upon writ-
8 ten application by the insurer or
rating organization, the commissioner
9 may authorize a filing to become
effective before the expiration of the
10 waiting period. A filing complies with this
act unless it is disapproved by
11 the commissioner within the waiting period
or pursuant to subsection (e).
12 (d) Any filing with
respect to fidelity, surety or guarantee bond shall
13 be deemed approved from the date of
filing.
14 (e) In reviewing any
rate filing the commissioner may require the
15 insurer or rating organization to provide,
at the insurer's or rating organ-
16 ization's expense, all information
necessary to evaluate the reasonableness
17 of the filing, to include payment of the
cost of an actuary selected by the
18 commissioner to review any rate filing, if
the department of insurance
19 does not have a staff actuary in its
employ.
20 (f) If a filing is not
accompanied by the information required by this
21 act, the commissioner shall promptly inform
the company or organization
22 making the filing. The filing shall be
deemed to be complete when the
23 required information is received by the
commissioner or the company or
24 organization certifies to the commissioner
the information requested is
25 not maintained by the company or
organization and cannot be obtained.
26 If within the waiting period provided in
subsection (c), the commissioner
27 finds a filing does not meet the
requirements of this act, the commissioner
28 shall send to the insurer or rating
organization that made the filing, writ-
29 ten notice of disapproval of the filing,
specifying in what respects the
30 filing fails to comply and stating the
filing shall not become effective. If
31 at any time after the expiration of any
waiting period, the commissioner
32 finds a filing does not comply with this
act, the commissioner shall after
33 a hearing held on not less than ten days'
written notice to every insurer
34 and rating organization that made the
filing issue an order specifying in
35 what respects the filing failed to comply
with the act, and stating when,
36 within a reasonable period thereafter, the
filing shall be no longer effec-
37 tive. Copies of the order shall be sent to
such insurer or rating organi-
38 zation. The order shall not affect any
contract or policy made or issued
39 prior to the expiration of the period set
forth in the order.
40 In the event an insurer or
organization has no legally effective rate
41 because of an order disapproving rates, the
commissioner shall specify an
42 interim rate at the time the order is
issued. The interim rate may be
43 modified by the commissioner on his or her
own motion or upon motion
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3
1 of an insurer or organization. The
interim rate or any modification thereof
2 shall take effect prospectively in
contracts of insurance written or re-
3 newed fifteen days after the
commissioner's decision setting interim rates.
4 When the rates are finally
determined, the commissioner shall order any
5 overcharge in the interim rates to be
distributed appropriately, except
6 refunds to policyholders the
commissioner determines are de minimis
7 may not be required.
8 Any person or
organization aggrieved with respect to any filing that is
9 in effect may make written
application to the commissioner for a hearing
10 thereon, provided the insurer or rating
organization that made the filing
11 may not proceed under this subsection. The
application shall specify the
12 grounds to be relied on by the applicant.
If the commissioner finds the
13 application is made in good faith, that the
applicant would be so aggrieved
14 if the applicant's grounds are established,
and that such grounds otherwise
15 justify holding such a hearing, the
commissioner shall, within 30 days after
16 receipt of the application, hold a hearing
on not less than 10 days' written
17 notice to the applicant and every insurer
and rating organization that
18 made such filing.
19 Every rating organization
receiving a notice of hearing or copy of an
20 order under this section, shall promptly
notify all its members or sub-
21 scribers affected by the hearing or order.
Notice to a rating organization
22 of a hearing or order shall be deemed
notice to its members or subscrib-
23 ers.
24 (g) No insurer shall
make or issue a contract or policy except in ac-
25 cordance with filings which have been filed
or approved for such insurer
26 as provided in this act.
27 (h) The commissioner may
adopt rules and regulations to allow sus-
28 pension or modification of the requirement
of filing and approval of rates
29 as to any kind of insurance, subdivision or
combination thereof, or as to
30 classes of risks, the rates for which
cannot practicably be filed before they
31 are used.
32 Sec. 2. K.S.A. 1997
Supp. 40-955 is hereby repealed.
33 Sec. 3. This act
shall take effect and be in force from and after its
34 publication in the statute book.
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