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SENATE - BILL

SB 405

Holding a control person liable for violations of the Kansas uniform securities act by an individual subject to discipline under the act unless the control person was unaware and could not reasonably have known of the violations of such individual.

Signed by Governor

Bill Progress

Introduced
Committee
Committee Report
Floor Action
Opposite Chamber
Enrolled
Governor

Versions

Bill Supp. Note Fiscal Note
Enrolled

Holding a control person liable for violations of the Kansas uniform securities act by an individual subject to discipline under the act unless the control person was unaware and could not reasonably have known of the violations of such individual.

As Introduced

Holding a control person liable for violations of the Kansas uniform securities act by an individual subject to discipline under the act unless the control person was unaware and could not reasonably have known of the violations of such individual.

vs. Compare
Document Reports

Amendments, Committee Reports, & Conference Committee Reports

Committee Reports 2
Committee Report
Senate Committee on Financial Institutions and Insurance Thu, Feb 15, 2024 Be passed.
House Committee on Financial Institutions and Pensions Tue, Mar 19, 2024 Be passed.

Requested For

Kansas Insurance Department

Legislative History

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Testimony & Minutes

Senate · Committee on Financial Institutions and Insurance 2
Hearing Date Minutes Presenter Organization Topic PDF
Feb 6, 2024 View Eric Turek, Director, Government & Public Affairs Kansas Insurance Department SB405 Oral Proponent Testimony
Feb 6, 2024 View Eileen Ma, Assistant Revisor KS Revisor of Statutes Office SB405 Revisor's Memorandum Bill Overview
House · Committee on Financial Institutions and Pensions 2
Hearing Date Minutes Presenter Organization Topic PDF
Mar 18, 2024 View Erik Turek, Director of Government and Public Affairs, Kansas Department of Insurance, SB 405 Pro
Mar 18, 2024 View David Wiese, Senior Assistant Revisor, Office of Revisor of Statutes, SB 405 Bill Brief

Identification

Bill No. SB 405
Chamber Senate
Requested By Eric Turek

Original Sponsor

Current Sponsor

Sections Affected

Amended

K.S.A. 17-12a412, 17-12a603 and 17-12a604

Effective Date

This act shall take effect and be in force from and after its publication in the statute book.
Refreshing…